Manager, Legal and Compliance/Company Secretary
Job Summary
Legal and Compliance
- Supporting Legal and Compliance function under Legal and Compliance Department.
- Developing the Risk and Compliance framework/guideline.
- Participate as an active member of the Compliance functions in development and continuous improvement of an enterprise-wide framework for identifying, assessing, controlling, measuring, monitoring/testing, and reporting compliance risks.
- Providing the compliance training programs to relevant parties.
- Assist Supervisor, Business/Service/Support Unit in complying with regulations and internal policies and procedures.
- Prepare Regulatory or Compliance reports.
- Set up quality and compliance initiatives and awareness for Customer 1st embedment and quality and compliance mindset.
- Work in a consultative manner with business, operational or functional stakeholders to advise on implications of relevant laws, regulations, and regulatory guidelines and to assist in implementation of relevant laws, regulations and regulatory guidelines into policies and procedures.
- Ensuring policies/guidelines/manual in the Legal and Compliance department are in place to maintain the company’s legality and business ethics.
Company Secretary:
- Oversee the company’s day-to-day administration and ensure specifically that the company complies with the law and observes its own rules and policies.
- Providing advice and guidance to the board of directors on their obligations under the company’s Memorandum and Articles Association / Constitution, company law, charity law and other relevant laws and regulations.
- Maintaining the company’s registers, including those of the members, the directors and secretaries, interests of the directors and the secretaries such as conflict of interest and conflict of loyalty registers.
- Sending updated information and documents on time to the Companies Registration Office (CRO), Charities Regulatory Authority (CRA) and to other regulatory bodies.
- Coordinating and Organizing meetings of the board and sub-committees of the board and ensuring that the directors have the documents they need to consider the issues that are to be discussed (meeting schedule, documentation, preparing minutes, etc.).
- Providing the directors with legal and administrative support.
Job Requirements
Experience and Qualification:
- Proven work experience similar roles specially around legal and compliance areas.
- Strong understanding of investment strategies and risk management.
- In-depth knowledge of corporate governance, finance, and insurance risk and compliance.
- Analytical mindset and problem-solving orientation.
- MA or BA in Law, business, finance, investment, or relevant field preferred.
- Excellent communication skills (both Local and English Languages).